Criteria for Success

  • You are eligible for the Fellowship (be certain to check for restrictions, i.e., combined MD/PhD programs are ineligible, as is research about a particular disease or clinical practice).
  • Your research proposal convinces a panel of academics that you are qualified to receive the Fellowship, especially with respect to the Intellectual Merit and Broader Impact criteria.
  • You show that the proposed research is creative, original, or transformative.
  • You show that you are actually capable of performing the research.
  • Your proposal meets the formatting and page limit criteria.
  • Text is grammatically correct and free of typos.

Structure Diagram

nsf-research1

The sections, their sizes, and their order is just an example, not the rule.

Purpose

Your research proposal (technically, the “Graduate Research Plan Statement”) is the part of the NSF application where you have an opportunity to lay out a plan for your graduate research career. Whereas the personal statement gives you space to explain the big picture of your past and future career, the research proposal is a place for more nuts and bolts. Your goal is to convince the selection panel that you are capable of being a successful researcher: that you have the intellectual ability to propose a creative, feasible plan of research.

Analyze Your Audience

Your entire application will be “reviewed online by virtual panels of disciplinary and interdisciplinary scientists and engineers and other professional graduate education experts”. These are academics, usually from your broad area of science (e.g., materials research) but not from your specific area (e.g., optoelectronics). They will judge your application using some combination of (a) the NSF’s official criteria for the Fellowship and (b) their own ideas about what constitutes good science.

The people on the committee read many, many applications. Make it easy for them to figure out that you are qualified for the award by referencing the Intellectual Merit and Broader Impact criteria that they use to judge your application. It may be wise to, for example, have sections in your proposal that are explicitly labeled “Intellectual Merit” and “Broader Impacts”. It may also be wise to have an “Abstract” or “Executive Summary” at the beginning of the proposal. Use simple language rather than field-specific jargon.

The selection panel knows that this application is for a graduate student fellowship and not for a large grant that might go to a principal investigator. Real grant proposals are big documents with heaps of citations and references. Because this application is about funding you, rather than funding a specific project, the panel is more interested in seeing what your proposal says about you and your ability to write a good proposal rather than about your proposed research. Be sure to keep an emphasis on showing that you are capable and creative, and cite only papers you feel are necessary to show general interest in the subject (or to highlight your own relevant research if applicable).

Skills

Include Intellectual Merit and Broader Impact criteria

Read the program solicitation so you know what “Intellectual Merit” and “Broader Impacts” mean to the NSF, and show that your proposed research meets those criteria. This is the arguably the most important step in preparing your proposal, because it is by these criteria that your application will be evaluated.

These terms are explicitly defined by the NSF, so avoid coming to your own conclusions regarding what they signify. The NSF has specific lists of activities that constitute Broader Impacts. These criteria are so important that the solicitation even says that “applicants must include separate statements on Intellectual Merit and Broader Impacts in their written statements [… and] should include headings for Intellectual Merit and Broader Impacts in their statements.”

Do your homework

You are more likely to be awarded a fellowship if your proposal is A mature and sophisticated proposal for research is more likely to win you the Fellowship. Before sitting down to write, do your homework. Read a lot about the field in which you’re proposing research. Make sure the thing you’re proposing to do hasn’t been done before or hasn’t been generally regarded as impossible.

Established researchers in your field can also be an excellent resource as you write your proposal. More senior scientists like postdocs and faculty members have a lot of experience crafting research proposals, and they are similar to the kinds of people who will be on your selection panel. Finally, your proposal should also be exciting to someone who is in your research area. If a scientist in your field has reservations about whether your project is worth funding, then scientists from other areas might have an even more difficult time believing the research is worth pursuing.

Demonstrate creativity while maintaining credibility

In any research proposal, there is a tradeoff between risk, reward, and credibility. Low risk projects, like obvious, simple extensions of your undergraduate thesis research, tend to be very credible: it’s clear that you can do them. They also tend to be low on reward. Projects that are very ambitious and have huge rewards tend to be unbelievable and impossible for a mere grad student. The key to a successful application frequently involves finding the optimum between the two: find a problem that you can probably solve and that demonstrates that you took some initiative, understand your field, and have some creative thoughts.

Relatedly, your research proposal will be judged, in part, on the basis of whether or not the panel members believe you will actually be able to carry it out. It might therefore be wise to name the key resources in your target institution and program. Your success as a graduate student will depend on your advisor’s mentorship, the opportunity for collaboration with other scientists, and the resources that you will have at your target institution. Make it clear that you will have the right equipment and intellectual input that you will need to solve your problem.

Write to a fatigued, non-field-specific audience

It’s more important that all the members of your panel understand you work than that you impress the one member of the panel who happens to be in your field. When you write a paper or a grant, it will probably be minutely reviewed by people much closer to your field of study. However, your panel for the NSF GRFP will not be nearly as field specific, and your application will be one of many that they read. They may very well miss points in your proposal that you think are “subtle” or “implicit”. Explicitly tell them what you’re doing and why, and make it’s clear even to someone who doesn’t know your field and who may be exhausted after reading many applications.

Lay out concrete hypotheses, approaches, and outcomes

Strong research proposals say what motivates the project, how the project will get done, and what the project’s outcome will mean with respect to the motivating scientific question. In the life sciences, scientists often label their hypotheses or objectives as “specific aims”.

When discussing research approach and outcomes, make it clear that the project has a clear endpoint that is well within the timeline of a Ph.D. It’s great if your project leads into a lifelong line of research, but the NSF GRFP only funds graduate study. To be awarded the Fellowship, you need to be able to complete the proposed research in a few years.

As best you can, describe concrete outcomes: e.g. will you develop a new algorithm or design a certain tool. Having concrete outcomes can additionally help you show how your proposed research will meet the Intellectual Merit and Broader Impacts criteria by allowing you to point to specific effects it will have on society.